Technical Notes on the Exporter Database
(Updated September 15, 2009)
All statistics in this report are
from the Commerce Department's Exporter Database (EDB), which provides an
annual statistical profile of U.S. exporting companies, including their number,
size, industry composition, and geographic distribution. The EDB is a joint
project of the Census Bureau and the International Trade Administration.
Latest available data from the
EDB are currently for 2007.
The EDB lists all enterprises
that could be identified from Shippers' Export Declarations (SEDs) that were
filed, per U.S. regulations, for merchandise exiting the country. To identify
exporters from SEDs, the Census Bureau used Employer Identification Numbers and
other SED information to link these documents to the Bureau's Business Register
(which contains information on company characteristics and locations).
All EDB statistics on
exporters refer to companies, not establishments. Companies are legal
entities that consist of one or more commercial establishments. Establishments
are individual business units, or locations, where economic activity takes
place. Establishments include factories, warehouses, and retailing facilities.
The terms "company," "enterprise," and "firm" are
used interchangeably in this report. The EDB includes both U.S.-domiciled
companies and U.S. affiliates of foreign firms that export goods from the
United States.
The linkage process outlined
above yielded a 2007 Exporter Database consisting of 266,457 exporting firms,
accounting for 89 percent of measurable merchandise export value. Export
documents accounting for 11 percent of export value could not be linked to the
companies that filed the forms due to a variety of factors—e.g., misreporting
by firms, errors in collection and processing, and coverage problems.
Because not all SEDs can be
definitively linked to the firms that filed them, the EDB may slightly
understate the total number of exporters, especially as regards small companies
with only a few export transactions. Nevertheless, the EDB likely captures
almost all significant exporters. This is because only one valid export
declaration is needed to link an exporter to Census data bases. If a company
submits 1,000 export declarations and all but one are invalid, the company is
still captured by the EDB.
Due to improvements in
methodology and data collection, the 2007 match rate of 89 percent (by value)
was 11 percentage points higher than the 1992 match rate of 78 percent. As a
result, changes in the number of exporters over the 1992–2007 period should be
interpreted with some caution. Some portion of the increase in the exporter
population was undoubtedly the by-product of measurement enhancements; however,
the extent of the effect is unknown. Whatever the impact, overall trends
documented by the EDB are fully corroborated by a large body of anecdotal
evidence reported in the media and by an upsurge in U.S. companies seeking
assistance from government export promotion agencies.
EDB data on individual firms
(including company names and addresses) are not available to the public;
federal regulations prohibit public release of confidential business
information provided to the U.S. government. All data in this report, as well
as in EDB statistical tables available from Census, are in anonymous form. All
numbers have been aggregated to a level where individual firms cannot be
identified. For data users who desire exporter names and addresses, a number of
commercial data base alternatives are available.
The EDB only captures companies
that have at least one export shipment during the year valued at $2,501 or
more. Also, the EDB tracks only exporters of merchandise—i.e., goods. Firms
that export services only are excluded. However, service companies
(wholesalers, retailers, engineering and architectural firms, etc.) that also
export goods are included.
All businesses included in the
EDB are direct exporters, i.e., entities that ship merchandise from
their factories (or other facilities they own) to a foreign destination.
Excluded from the EDB are so-called "indirect" exporters whose export
role is limited to (1) providing components or other inputs to businesses
engaged in export production and marketing, or (2) supplying goods to
independent intermediaries which, in turn, market the products internationally.
Companies in this report are
classified according to employment size ranges. There are no universally
accepted guidelines for classifying companies by size. Classification criteria
tend to vary with analytical purpose and organizational mission. For the
purposes of this report, small firms are defined as those with fewer than 100
employees (very small firms are those with fewer than 20 employees).
Medium-sized firms employ from 100 to 499 workers. Large firms are those with
500 or more employees. These definitions differ from those used by the U.S.
Small Business Administration, which defines small firms as those with fewer
than 500 employees.
Companies in this report are
divided into three categories: manufacturers, wholesalers, and "other
companies." Company type for single-location companies is based on the
North American Industry Classification System (NAICS). Manufacturers are firms
that fall into NAICS classifications 31 to 33. Wholesalers fall into
classification 42, as do brokers, agents, and similar entities primarily
engaged in the distribution of goods to businesses. The term "other
companies" embraces all remaining NAICS categories. Included here are
resource extraction companies, retailers, freight forwarders, engineering firms,
and miscellaneous service companies that often market goods abroad and act as
exporters of record. Firms for which a valid NAICS was not available are
labeled "unclassified companies."
Export product categories
referenced in this report are on a NAICS basis. For information on the
types of products contained in individual NAICS categories, consult the Census
Bureau's Internet site at http://www.census.gov/eos/www/naics/.
Many companies export products
that fall into more than one NAICS category. It follows that such companies can
be represented multiple times in tables and graphs that profile exporters by
type of product exported. This means that one cannot simply sum up exporters in
various product categories to arrive at totals.
Any EDB statistics in this
report that profile exporters at the state level were compiled on an Origin of
Movement (OM) basis. Tabulations on an OM basis assign exporters to states
based on the transportation origin of the goods as specified on export
declarations. Transportation origin is defined as the state from which the
merchandise began its journey to the port (or other point) of exit from the
United States. In years prior to 2005, the state of export origin was
determined by 'state of origin' field on the SED.
Beginning with the 2005 series of
the EDB, the state of origin is determined by the zip code of the U.S.
Principal Party of Interest (USPPI) listed on the export declaration. The USPPI
is the person in the United States that receives the primary benefit, monetary
or otherwise, of the export transaction. Generally that person is the U.S.
seller, manufacturer, order party, or a foreign entity. New regulations issued
by the Census Bureau in 2004 mandated that the USPPI report the address
location from which the merchandise actually starts its journey to the port of
export. If the USPPI does not have a facility at the origin of export, or the
origin of export is unknown, the export declaration lists the USPPI address
from which the export was directed. For shipments of multiple origins reported
on a single SED, the location is indicated as the point of origin of the
merchandise of greatest value. Due to this change in methodology, state
exporter totals from 2005 and beyond should not be compared to state exporter
totals from earlier years.
While the new series still has
many of the limitations inherent to measuring exports on an OM-basis based on
the reported state, compiling export statistics based on the zip code of the
USPPI will now allow for analysis of exports on a sub-state basis. Statistics
for U.S. exporters by metropolitan area will be added to the EDB website in the
near future.
The Origin of Movement—i.e.,
the state where the export journey begins—is not necessarily the
location of export production or sale. While the locations of the export
sale, production, and shipment often coincide, they do not always
coincide. This is especially true for non-manufacturing companies, which were
responsible for 34.1 percent of U.S. goods exports in 2007. Small wholesalers,
for example, frequently sell products from one site but obtain the merchandise
from unaffiliated out-of-state manufacturers. Many large multi-unit companies
(manufacturers and non-manufacturers alike) often disperse essential business
functions (production, sales, shipment processing) among several states. This
is significant because multi-unit firms, while in the minority among exporters,
nevertheless generate almost 80 percent of total U.S. merchandise export value.
Because of the preceding factors,
OM-based state trade data should be interpreted cautiously. This is
especially true with respect to reported exports of states bordering Canada and
Mexico, two of our largest trade partners. Because of the growing integration
of North American industrial production, a significant but unquantifiable
portion of border-state exports to Mexico and Canada represents warehouse and
cargo processing activity, not export-oriented manufacturing activity
indigenous to the states concerned.
While the limitations of the OM
data introduce some uncertainty into interpretation, these statistics can
nevertheless yield useful insights into export production patterns if used
judiciously and if corroborated by other, independent information sources on
state exports. The vast majority of exporters typically conduct all corporate
functions—production, marketing, shipping—at the same site. Eighty-nine percent
of all 2007 exporters, and 91 percent of small and medium-sized exporters, were
single-establishment companies.
Exporter counts shown for
states cannot be summed to arrive at national or regional totals.
Attempting to do so will often result in double-counting, because some
exporting companies, especially large multi-establishment firms, frequently
export from multiple locations.
All statistics in this report
regarding the number of employees in exporting companies refer to the total
number of workers, not just workers whose jobs are supported by exports.
"Employment" also refers to part-time as well as full-time workers on
a firm's payroll during Census Bureau reporting periods.
All export value data in this
report are on an FAS (Free Alongside Ship) basis and include both domestic
exports and re-exports of foreign merchandise.
Statistics in graphs and text
have been rounded to enhance readability. For this reason, details may
sometimes not add exactly to totals.
Some individual countries have
been grouped together in this report in order to analyze U.S. exports to world
regions:
The Association of Southeast
Asian Nations (ASEAN) consists of Brunei, Burma (Myanmar), Cambodia,
Indonesia, Lao People's Democratic Republic, Malaysia, Philippines, Singapore,
Thailand, and Vietnam.
CAFTA-DR is the Central
American-Dominican Republic Free Trade Agreement: Costa Rica, the Dominican
Republic, El Salvador, Guatemala, Honduras, and Nicaragua. (The U.S. is also a
member.)
The European Union
consists of Austria, Belgium, Bulgaria, Cyprus, the Czech Republic, Denmark,
Estonia, Finland, France, Germany, Greece, Hungary, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, Netherlands, Poland, Portugal, Romania, Slovakia,
Slovenia, Spain, Sweden, and the United Kingdom.
The Free Trade Agreement of
the Americas (FTAA) consists of Antigua and Barbuda, Argentina, Bahamas,
Barbados, Belize, Bolivia, Brazil, Canada, Chile, Colombia, Costa Rica,
Dominica, Dominican Republic, Ecuador, El Salvador, Grenada, Guatemala, Guyana,
Haiti, Honduras, Jamaica, Mexico, Nicaragua, Panama, Paraguay, Peru, Saint
Kitts and Nevis, Saint Lucia, Saint Vincent and the Grenadines, Suriname,
Trinidad and Tobago, Uruguay, and Venezuela. (The U.S. is also a member.)
The North American Free Trade
Agreement (NAFTA) consists of Canada and Mexico. (The U.S. is also a
member.)
OPEC is the Organization
of Petroleum Exporting Countries and consists of Algeria, Angola, Ecuador, Indonesia,
Iran, Iraq, Kuwait, Libyan Arab Jamahiriya, Nigeria, Qatar, Saudi Arabia,
United Arab Emirates, and Venezuela.
Some nations are members of more
than one country grouping. As a result, figures cited for the individual
categories cannot be summed to arrive at meaningful totals.
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